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:material/campaign: MAS Notices

Binding regulatory notices issued by MAS under the SFA, FAA, and FSM Act. Cover AML/CFT, CPD, misconduct reporting, entry requirements, and product distribution.

35 documents

# Document Type Status Updated
1 Appointment and Use of Introducers by Financial Advisers MAS Notice active 2026-05-02
2 Information to Clients and Product Information Disclosure MAS Notice active 2026-05-02
3 Prevention of Money Laundering and Countering the Financing of Terrorism — Financial Advisers MAS Notice active 2026-05-02
4 MAS Notice FAA-N10 — Prohibited Representations Made by Persons Exempted under Regulation 27(1)(d) of the Financial Advisers Regulations (Rg 2) MAS Notice active 2026-05-02
5 MAS Notice FAA-N11 — Notice on Dual Currency Investments MAS Notice active 2026-05-02
6 Entry Requirements of a Provisional Representative MAS Notice active 2026-05-02
7 MAS Notice FAA-N14 — Reporting of Misconduct of Representatives of Licensed Financial Advisers MAS Notice active 2026-05-02
8 MAS Notice FAA-N15 — Notice on the Cancellation Period for Unlisted Debentures MAS Notice active 2026-05-02
9 MAS Notice FAA-N16 — Recommendations on Investment Products MAS Notice active 2026-05-02
10 MAS Notice FAA-N17 — Notice on Reporting of Suspicious Activities & Incidents of Fraud MAS Notice active 2026-05-02
11 MAS Notice FAA-N19 — Notice on the Distribution of Direct Purchase Insurance Products ["DPI"] MAS Notice active 2026-05-02
12 MAS Notice FAA-N20 — Requirements for the Remuneration Framework for Representatives and Supervisors (BSF) and ISA Unit MAS Notice active 2026-05-02
13 MAS Notice FAA-N22 — Notice on Requirements in relation to Cross-Border Arrangements under the Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations 2021 MAS Notice active 2026-05-02
14 MAS Notice FAA-N23 — Notice on Requirements in relation to Cross-Border Arrangements under the Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021 MAS Notice active 2026-05-02
15 MAS Notice FAA-N25 — Notice to Licensed Financial Advisers and Specified Exempt Financial Advisers in relation to Cross-Border Arrangements under the Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021 on Prevention of Money Laundering and Countering the Financing of Terrorism MAS Notice active 2026-05-02
16 MAS Notice FAA-N26 — Competency Requirements for Representatives of Licensed Financial Advisers MAS Notice active 2026-05-02
17 MAS Notice FAA-N27 — Reporting of Misconduct of Representatives (forthcoming 1 Jan 2027) MAS Notice forthcoming 2026-05-02
18 Compliance Toolkit for Approvals, Notifications and Other Regulatory Submissions to MAS under the SFA Regnify Internal current 2026-05-02
19 MAS Notice SFA 04-N04 — Lending of Singapore Dollar to Non-Resident Financial Institutions for Holders of Capital Markets Services Licence MAS Notice active 2026-05-02
20 MAS Notice SFA 04-N07 — Notice on Prohibited Representations Made by Exempt Persons Under the Second Schedule to the Securities and Futures (Licensing and Conduct of Business) Regulations (Rg 10) MAS Notice active 2026-05-02
21 MAS Notice SFA 04-N10 — Entry Requirements of a Provisional or Temporary Representative MAS Notice active 2026-05-02
22 MAS Notice SFA 04-N11 — Reporting of Misconduct of Representatives by Holders of Capital Markets Services Licence and Exempt Financial Institutions MAS Notice active 2026-05-02
23 Notice on the Sale of Investment Products MAS Notice active 2026-05-02
24 Notice on Risk Based Capital Adequacy Requirements for Holders of Capital Markets Services Licences MAS Notice active 2026-05-02
25 Notice to All Holders of a Capital Markets Services Licence for Real Estate Investment Trust Management MAS Notice active 2026-05-02
26 MAS Notice SFA 04-N15 — Notice on Risk Fact Sheet for Contracts for Differences MAS Notice active 2026-05-02
27 Notice on Execution of Customers' Orders MAS Notice active 2026-05-02
28 MAS Notice SFA 04-N17 — Notice on Requirements in relation to Cross-Border Arrangements under the Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations 2021 MAS Notice active 2026-05-02
29 Notice on Requirements in relation to Cross-Border Arrangements under the Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021 MAS Notice active 2026-05-02
30 MAS Notice SFA04-N19 — Notice to Specified Persons in relation to Cross-Border Arrangements under the Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations 2021 on Prevention of Money Laundering and Countering the Financing of Terrorism MAS Notice active 2026-05-02
31 Notice to Specified Licence Holders and Specified Exempt Persons in relation to Cross-Border Arrangements under the Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Offices) Regulations 2021 on Prevention of Money Laundering and Countering the Financing of Terrorism MAS Notice active 2026-05-02
32 MAS Notice SFA 04-N21 — Notice on Business Conduct Requirements for Corporate Finance Advisers MAS Notice active 2026-05-02
33 MAS Notice SFA 04-N22 — Competency Requirements for Representatives of Holders of Capital Markets Services Licence and Exempt Financial Institutions MAS Notice active 2026-05-02
34 MAS Notice SFA 04-N23 — Notice on Fund Data Submission Requirements for Managers of Specified Collective Investment Schemes MAS Notice active 2026-05-02
35 MAS Notice SFA 04-N24 — Reporting of Misconduct of Representatives (forthcoming 1 Jan 2027) MAS Notice forthcoming 2026-05-02

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