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:material/help: FAQ & Guidance

Frequently asked questions, practitioner guidance notes, and regulatory clarifications on common compliance scenarios.

12 documents

# Document Type Status Updated
1 Compliance Toolkit for Financial Advisers — Approvals, Notifications and Regulatory Submissions to MAS under the Financial Advisers Act 2001 MAS_Guidance active 2026-05-02
2 Information Paper on Good Practices for Licensed and Exempt Financial Advisers MAS_Information_Paper active 2026-05-02
3 FAQ: Top 15 Reasons Form 3A Submissions Get Rejected by MAS MAS Guideline current 2026-05-02
4 Frequently Asked Questions: Fit and Proper Criteria MAS Guideline current 2026-05-02
5 Frequently Asked Questions: Provisional and Temporary Representatives MAS Guideline current 2026-05-02
6 FAQ: Representative Types — Side-by-Side Comparison MAS Guideline current 2026-05-02
7 Frequently Asked Questions: Appointing Representatives MAS Guideline current 2026-05-02
8 MAS FAQs on Licensing and Business Conduct (Non-Fund Management) MAS Guideline current 2026-05-02
9 Practical Guide: Compliance Officer's Guide to Managing Representative Appointments Regnify Internal current 2026-05-02
10 Practical Guide: Cross-Border Representative Appointment Regnify Internal current 2026-05-02
11 Practical Guide: Onboarding a New Representative (Offer Letter to MAS Approval) Regnify Internal current 2026-05-02
12 Regulatory Calendar: Annual Schedule for Representative Management MAS Guideline current 2026-05-02

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